Financial Conduct Authority (FCA), Prospectus Regulation (PR3), Financial Services Industry

UK Public Offers and Admissions to Trading Regime

Paul Hastings LLP on 8/1/2025

The principal regulations governing offers of securities to the public and admissions of securities to trading on regulated markets in the United Kingdom, including the requirements for a prospectus, are contained in the UK...more

New UK prospectus regime – Government announces fundamental reforms for the post-Brexit era

Hogan Lovells on 3/4/2022

The UK’s prospectus regime will see significant changes in a move by the Government to enhance the competitiveness of the UK’s capital markets following its exit from the EU. On 1 March 2022, HM Treasury (HMT) announced its...more

Securities and markets regulatory news, July 2021

Hogan Lovells on 7/6/2021

Markets in Financial Instruments (Capital Markets) (Amendment) Regulations 2021 The Markets in Financial Instruments (Capital Markets) (Amendment) Regulations 2021 (SI 2021/774) have been published, together with an...more

UK Statutory Instrument Published to Onshore the EU Prospectus Regulation For No-Deal Brexit

A&O Shearman on 9/26/2019

A U.K. statutory instrument has been published to onshore the EU Prospectus Regulation in the event of a no-deal Brexit. In preparing for an April Brexit, the U.K. had onshored the EU Prospectus Directive in the Official...more

UK Secondary Legislation Published to Implement the Prospectus Regulation

A&O Shearman on 7/12/2019

The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 have been formally published and will come into force on July 21, 2019....more

UK Financial Conduct Authority Publishes Near Final Changes to Handbook Implementing the EU Prospectus Regulation

A&O Shearman on 6/13/2019

The U.K. Financial Conduct Authority has published a Policy Statement containing its near final rules implementing the EU Prospectus Regulation, which will be set out in the FCA's new Prospectus Regulation Rules sourcebook....more