News & Analysis as of August 4, 2025

Financial Services Industry

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FCA's Regulatory Plans Signal Cause For Cautious Optimism

WilmerHale on 4/24/2025

Supporting growth, fighting crime, helping consumers and being a smarter regulator: These are the four predictable priorities identified in the Financial Conduct Authority's 2025-2030 strategy document, released on March 25. ...more

Never let anyone assume you’re embezzling

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on 2/10/2023

I know two retirement plan providers in Federal prison for embezzling retirement plan assets. They did the crime, they are doing the time. However, there are times when people haven’t embezzled, but they have done enough...more

Financial Regulatory Developments Focus - September 2016

A&O Shearman on 9/30/2016

In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and...more

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FCA's Regulatory Plans Signal Cause For Cautious Optimism

Never let anyone assume you’re embezzling

Financial Regulatory Developments Focus - September 2016

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