Financial Institutions, CSDR

EBA consultation on draft RTS on the threshold for prudential risk management requirements under CSDR

A&O Shearman on 3/25/2025

The European Banking Authority has published a consultation on draft Regulatory Technical Standards (RTS) on the threshold of activity at which designated credit institutions and Central Securities Depositories (CSDs)...more

European Securities and Markets Authority Finalizes Advice on Central Securities Depositories Regulation Penalty Mechanism

A&O Shearman on 12/4/2024

The European Securities and Markets Authority has finalized its technical advice for the European Commission on the Central Securities Depositories Regulation penalty mechanism. ESMA hopes to incentivize all actors in the...more

Securities and markets regulatory news, April 2021

Hogan Lovells on 4/5/2021

LIBOR transition: FCA and BoE encourage switch to SONIA in sterling non-linear derivatives market - The Financial Conduct Authority (FCA) and the Bank of England (BoE) have published a joint statement announcing that they...more

Banking and finance regulatory news, March 2020

Hogan Lovells on 3/17/2020

Recent regulatory developments of interest to financial institutions. CRR: PRA PS5/20 on pre-issuance notification requirements - Following its earlier consultation paper, CP20/19, the Prudential Regulation Authority...more

Allen & Overy's weekly update on Key Regulatory Topics - 23 March 2018 - 28 March 2018

A&O Shearman on 4/5/2018

BREXIT - Please see the Prudential Regulation section for updates on: (i) the record of the FPC meeting held on 12 March; and (ii) HMT’s recently published letter on the EC’s proposed package of reforms in relation to BRRD...more

UK Central Securities Depositaries Regulations 2017 Published

A&O Shearman on 11/15/2017

HM Treasury has published the Central Securities Depositories Regulations 2017, together with an explanatory memorandum. The Regulations implement, in part, certain Articles of the EU Central Securities Depositaries...more