Financial Institutions, Filing Requirements, Banks

FDIC requests information on industrial banks and loan companies

Orrick, Herrington & Sutcliffe LLP on 7/18/2025

On July 15, the FDIC Board approved the publication of a request for information on how the FDIC should review filings submitted by industrial banks and industrial loan companies....more

COVID-19: interim measures on stamp duty announced by HMRC

Proskauer - Tax Talks on 4/9/2020

In response to the COVID-19 crisis HMRC has updated its guidance on the process for getting documents stamped and paying the stamp duty, including that: Stock transfer forms should not be posted to the Stamp Office. Instead...more

Estate Planning and Income Tax Updates You Need to Know

Stoel Rives LLP on 4/1/2020

Tax filing deadline. The Internal Revenue Service has issued Notice 2020-18 extending both the federal income tax filing and payment due dates for 2019 income tax returns from April 15, 2020 to July 15, 2020. These extensions...more

Advisers Charged with Cleansing Dirty Money from Industry

Baker Donelson on 9/25/2015

On August 25, 2015, the Financial Crimes Enforcement Network (FinCEN) proposed an anti-money laundering rule applicable to SEC-registered investment advisers (RIAs). The proposed rule would require RIAs to establish...more

The 5 Most Common AML Compliance Program Deficiencies

The Volkov Law Group on 8/13/2015

Anti-money laundering compliance is a very difficult task. The number of risks is exponential. AML compliance officers have an innovative and rich history of compliance techniques and strategies. In the end, AML compliance...more

CFPB eClosing Project Update

Ballard Spahr LLP on 8/7/2015

The CFPB issued a report on its study of the CFPB’s mortgage loan eClosing project on August 5, 2015, and held a public forum addressing the study results. As we reported, the CFPB launched the eClosing project to determine...more