Financial Institutions, Filing Requirements, Comment Period

CFPB proposes to rescind its nonbank registry rule

Orrick, Herrington & Sutcliffe LLP on 5/19/2025

On May 14, the CFPB published a Federal Register notice withdrawing its proposed rule requiring nonbanks to report the existence of an order and file annual compliance reports where such nonbanks were subject to certain final...more

FDIC Proposes Toughening CIDI Resolution Plan Rules

Jones Day on 10/9/2023

In Short - The Situation: The Federal Deposit Insurance Corporation ("FDIC") has proposed significant amendments (the "Proposal") to its rule requiring covered insured depository institutions ("CIDIs") to prepare and file...more

SEC Announces Proposed Rule for Climate Risk and Greenhouse Gas Disclosures

Moore & Van Allen PLLC on 3/30/2022

On March 21, 2022, the U.S. Securities and Exchange Commission (“SEC”) announced a proposed rule (the “Proposed Rule”) that will require registrants to make certain climate disclosures in their registration statements and...more

FERC Proposes to Clarify and Streamline Its Interlocking Directorate Regulations

Akin Gump Strauss Hauer & Feld LLP on 8/1/2018

On July 19, 2018, the Federal Energy Regulatory Commission (FERC or the “Commission”) issued a Notice of Proposed Rulemaking (NOPR) to update and clarify its regulations covering “interlocking directorate” positions (i.e.,...more

SEC Exhibit Hyperlink Proposal Excludes Investment Companies

Carlton Fields on 10/27/2016

The Securities and Exchange Commission (SEC) has proposed that filings on Securities Act registration form types beginning with “S-” and “F-”, or on the basic Securities Exchange Act reporting forms, provide hyperlinks to...more

Financial Services Weekly News - September 2015 #2

Goodwin on 9/10/2015

Regulatory Developments: DOL Releases Transcripts of Fiduciary Standard Hearings - The Department of Labor (DOL) has released the transcripts of the hearings held by the agency in August on its proposed fiduciary...more