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Hogan Lovells

Payments and e-money: UK FCA publishes policy statement on changes to safeguarding regime

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The FCA believes that some payments firms do not currently have sufficiently robust safeguarding practices. This poses a risk of harm to consumer and market integrity that the FCA is seeking to mitigate. ...more

Latham & Watkins LLP

FCA Consults on Permitting Bundled Payments for Research

Latham & Watkins LLP on

The FCA is proposing to allow asset managers to rebundle payments for third-party research and trade execution. On 10 April 2024, the FCA published its much-anticipated Consultation Paper on payment optionality for...more

Latham & Watkins LLP

MAS publishes Code of Conduct for ESG Rating and Data Product Providers

Latham & Watkins LLP on

The voluntary code aims to enhance transparency and improve comparability and reliability of ESG data and scores. The Monetary Authority of Singapore (MAS) has published a Code of Conduct for Providers of Environmental,...more

Latham & Watkins LLP

Singapore’s Green Finance Industry Taskforce Launches Final Consultation on Green and Transition Taxonomy

Latham & Watkins LLP on

The consultation seeks feedback on its “measures-based approach” to classifying industrial activities, as well as “Do No Significant Harm” criteria. The Green Finance Industry Taskforce (GFIT) was convened by the...more

Morgan Lewis - Tech & Sourcing

UK Financial Regulators Levy Nearly £50 Million in Fines for Bank’s Operational Resiliency Failures

Morgan Lewis - Tech & Sourcing on

The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after...more

Proskauer Rose LLP

UK Financial Conduct Authority consults on payments, e-money and other firms to comply with “Consumer Duty”

Proskauer Rose LLP on

On 7 December 2021, the FCA published a second consultation paper (CP21/36) on the proposed "Consumer Duty" (the "Second Consultation"). The FCA's first consultation on this topic (CP21/13) was published in May 2021 and...more

Hogan Lovells

Empowering Singapore’s Financial Institutions through COSMIC Power SEA View, Article XIV: October 2021

Hogan Lovells on

After a summer hiatus, we return with a warning of imminent AML controls; a trend we witness across the region. On 1 October 2021, the Monetary Authority of Singapore (“MAS”) published a Consultation Paper on the FI-FI...more

Hogan Lovells

Financial institutions general regulatory news, July 2021

Hogan Lovells on

UK and Singapore Financial Partnership on financial services HM Treasury has announced that it has agreed a new "Financial Partnership" between the UK and Singapore which will support increased financial services between the...more

A&O Shearman

European Banking Authority Launches Consultation on Technical Standards Governing Own-Funds Requirements for Non-Trading Book...

A&O Shearman on

The European Banking Authority has launched a consultation on its draft regulatory technical standards specifying how institutions should calculate their own funds requirements for market risk in respect of non-trading book...more

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