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Integreon

DORA Compliance Part 2: Addressing Compliance Across Critical Operational Areas

Integreon on

Introduction to DORA and its Implications - As of Jan.17, 2025, the European Union’s Digital Operational Resilience Act (DORA) became enforceable. This new regulatory framework significantly impacts financial institutions and...more

The Volkov Law Group

Addressing AML Risks in Your Third-Party and Vendor/Supplier Relationships (Part II of III)

The Volkov Law Group on

Global companies should incorporate AML risks into their risk analysis of their third-party distributors, agents and other intermediaries. The basic questionnaire, due diligence risk analysis, contractual provisions,...more

Troutman Pepper Locke

Top 10 Financial Institution Considerations for 2016: #6 – Vendor Risk Management

Troutman Pepper Locke on

In our initial article announcing our top 10 considerations for financial institutions in 2016, our sixth consideration was vendor risk management in 2016. Third party (vendor) risk management has consistently been among the...more

Bradley Arant Boult Cummings LLP

Third Party Service Providers Remain in the Spotlight

Bradley Arant Boult Cummings LLP on

Yesterday, the Office of the Comptroller of the Currency (OCC) released its Semiannual Risk Perspective (the “Semiannual Risk Perspective”). The Semiannual Risk Perspective covers “key issues facing banks, focusing on those...more

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