News & Analysis as of

Financial Institutions › Training › Risk Management

Orrick, Herrington & Sutcliffe LLP

Fed OIG report highlights need for enhanced training in community bank supervision

Orrick, Herrington & Sutcliffe LLP on

On March 3, the OIG for the Fed and CFPB published a report titled “The Bank Exams Tailored to Risk Process Promotes Risk-Focused Supervision of Community Banking Organizations, but Training Can Be Enhanced,” evaluating the...more

A&O Shearman

Zooming In on AI - #6: AI under financial regulations in the U.S., EU and U.K.

A&O Shearman on

Many governments are grappling with the question of how to regulate artificial intelligence to ensure it is adopted safely and used responsibly without hampering innovation. Governments have generally indicated similar...more

J.S. Held

Three Ways to Use Analytic Rigor in Your AML Compliance Operations

J.S. Held on

Introduction: Influx of Information Triggers Threats to Anti-Money Laundering Compliance - Information abounds. The internet, social media, and web 3.0 are full of content and it’s available with a few finger taps....more

Morrison & Foerster LLP

Structured Thoughts: News for the financial services community, Volume 6, Issue 5

Morrison & Foerster LLP on

OCIE Issues Risk Alert Relating to Structured Note Sales - Earlier this year, the SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) indicated branch offices and structured products as two of its...more

Cohen & Gresser LLP

FFIEC Proposed Guidance on Social Media Risk Management: Practice Points for All Organizations Using Social Media

Cohen & Gresser LLP on

Organizations using social media are confronted with an ever increasing challenge of social media risk management. To help financial institutions identify, measure, monitor, and control such risks, the Federal Financial...more

5 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide