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Financial Markets › Investment › Exchange Traded Funds

Ropes & Gray LLP

Preparing for ETFs as a Share Class: Updated and Expanded as of June 11, 2025

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Introduction - On March 17, 2025, Ropes & Gray published a white paper describing the much-anticipated Share Class Relief 1 and outlining matters we believed Advisers and Boards may want to consider in connection with...more

Herbert Smith Freehills Kramer

Liquid Alternative ETFs must fulfill key objectives to become attractive: Dynamic Beta investments

Herbert Smith Freehills Kramer on

Andrew Beer, Managing Partner at Dynamic Beta Investments notes that for liquid alternative ETFs to gain momentum, they need to meet three objectives to work...more

Herbert Smith Freehills Kramer

U.S. Senate Hearing on Cryptocurrencies

Herbert Smith Freehills Kramer on

On Feb. 6, Jay Clayton and Christopher Giancarlo, the chairmen of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), respectively, jointly testified before the Senate Banking...more

Burr & Forman

SEC’s 2017 Exam Priorities

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OCIE released its 2017 exam priorities on January 12. The priorities list was most notable for being shorter than prior years. But that likely means only more focus, rather than less vigor....more

Carlton Fields

SEC Reconsiders Exchange-Traded Products

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The SEC recently published myriad questions about the listing, trading, and marketing (especially to retail investors) of "new, novel, or complex" exchange-traded products (ETPs). Such ETPs include exchange-traded funds...more

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