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Financial Markets Registration Requirement European Union

A&O Shearman

ESMA Publishes Updated Registration Guide

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published an updated registration guide (dated 14 August), outlining the procedures and expectations for entities seeking registration, authorisation, recognition, or...more

A&O Shearman

European Commission Publishes Commission Delegated Regulation Amending Registration Conditions for SME Growth Markets

A&O Shearman on

An amending Commission Delegated Regulation to the existing Commission Delegated Regulation (Regulation 2017/565) on requirements for participants in SME growth markets has been published in the Official Journal of the...more

Orrick, Herrington & Sutcliffe LLP

Legal Entity Identifiers under MiFID II

From 3 January 2018 all legal entities (no matter where they are based or incorporated) involved in buying, selling or issuing financial instruments on EU regulated markets, multilateral trading facilities or organised...more

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