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Katten Muchin Rosenman LLP

Financial Markets and Funds Quick Take | Issue 37

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Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

Hinckley Allen

SEC Adopts Amendments to the Internet Adviser Exemption

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On March 27, 2024, the Securities and Exchange Commission (“SEC”) adopted a final rule (the “Final Rule”) amending SEC Rule 203A-1(E) (the “Internet Adviser Exemption”) promulgated under the Investment Advisers Act of 1940,...more

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