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Financial Markets › Securities and Exchange Commission (SEC) › Liquidity

Seyfarth Shaw LLP

Retail Money, Institutional Risks: The New Dynamic in Private Equity

Seyfarth Shaw LLP on

Private equity (PE) sponsors are increasingly seeking to broaden their investor base by offering retail access to traditionally institutional-only funds. Recently, statements by the SEC indicated the SEC staff will no longer...more

Foley & Lardner LLP

The 2025 IPO Market

Foley & Lardner LLP on

Are we headed for an IPO rebound in 2025? According to a recent CNBC article, a major window for the IPO market could be opening. They point to prime conditions such as markets at new highs, interest rate stabilization, a...more

Mayer Brown

SEC Adopts Rules to Require Registration of Certain Persons Engaging in Liquidity-Providing Activities as “Dealers” and...

Mayer Brown on

On February 5, 2024, the U.S. Securities and Exchange Commission (“SEC”) adopted new rules – SEC Rules 3a5-4 and 3a44-2 (collectively, the “Final Rules”) – to further define the phrase “as part of a regular business” used in...more

WilmerHale

Federal Reserve Announces Money Market Mutual Fund Liquidity Facility

WilmerHale on

Late in the evening March 18, 2020, the Federal Reserve announced the establishment of a new Money Market Mutual Fund Liquidity Facility (MMLF2020) to enhance the liquidity and functioning of prime money markets. The...more

Mayer Brown Free Writings + Perspectives

Commission Requests Innovative Proposals to Address Thinly Traded Securities

Mayer Brown Free Writings + Perspectives on

The Securities and Exchange Commission issued a statement that seeks innovative proposals that would improve the secondary market structure for exchange listed equity securities that trade in lower volumes, or “thinly traded...more

Proskauer - Corporate Defense and Disputes

Regulators Fail To Identify Cause Of Abnormal US Treasury Trading on October 15, 2014

Proskauer - Corporate Defense and Disputes on

On July 13, 2015, the U.S. Department of Treasury, the Board of Governors of the Federal Reserve System, the Federal Reserve Bank of New York, the SEC and the CFTC issued a Joint Staff Report analyzing the significant...more

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