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Financial Services Industry › Governance Standards › United Kingdom

A&O Shearman

UK FCA Releases Report on Using Synthetic Data for Models in Financial Services

A&O Shearman on

The UK Financial Conduct Authority (FCA) has released the second report on generating and using synthetic data in financial services, offering comprehensive insights into the governance, ethical, and regulatory considerations...more

Latham & Watkins LLP

FCA Sets Out Findings From Review of Firms’ Treatment of Vulnerable Customers

Latham & Watkins LLP on

The regulator found many examples of good practice, but also published further guidance and case studies to help firms address areas for improvement....more

Latham & Watkins LLP

FCA Finds Further Improvement Needed on Design, Delivery, and Disclosure of ESG Funds

Latham & Watkins LLP on

The FCA has set out good and poor practices for asset managers to consider in relation to funds with ESG or sustainable characteristics. On 16 November 2023, the FCA published the findings from its review of how asset...more

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