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Financial Services Industry › Risk Management › Algorithmic Trading

A&O Shearman

UK FCA Multi-firm Review Findings of Algorithmic Trading Controls Under MiFID

A&O Shearman on

The UK Financial Conduct Authority (FCA) has published the findings from its multi-firm review of principal trading firms' compliance with the detailed organisational requirements for algorithmic trading set out under the UK...more

Herbert Smith Freehills Kramer

Accountable for the ‘Black box’: A Primer on the Regulation of AI in Financial Services

Herbert Smith Freehills Kramer on

We recently discussed the topic of risk management as it relates to artificial intelligence (AI) in financial services, and suggested certain tips for the financial services sector. This article is the first of a series that...more

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