News & Analysis as of September 8, 2025

Due Diligence

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The Financial Crimes Enforcement Network (FinCEN) is a bureau of the U.S. Department of the Treasury charged with detecting and combatting illegal activity within the financial system. FinCEN detects evidence of money laundering, terrorist financing and other financial crimes by collecting, monitoring, and analyzing financial transaction data. Such data is disseminated to both domestic and international law enforcement agencies. less -

FATF Updates Grey List of Monitored Jurisdictions

Alston & Bird on 7/3/2025

The Financial Action Task Force (FATF) has updated its listings of jurisdictions under increased monitoring (the “grey list”) and high-risk jurisdictions subject to a call for action (the “black list”). Our Investment Funds...more

Recent SEC AML Enforcement Against Securities Firms Engaged in Cannabis Sector

Gordon Rees Scully Mansukhani on 5/22/2025

The evolving regulatory landscape for marijuana-related businesses poses unique compliance challenges for firms in the securities industry. The Financial Crimes Enforcement Network (“FinCEN”) continues to enforce its 2014...more

FinCEN Proposes AML Requirements for Registered Investment Advisers

WilmerHale on 9/4/2015

The Financial Crimes Enforcement Network (FinCEN) has proposed long-expected regulations that would extend anti-money laundering (AML) requirements to federally registered investment advisers (RIA). The August 25, 2015...more

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FinCEN › Investment Funds › Due Diligence

FATF Updates Grey List of Monitored Jurisdictions

Recent SEC AML Enforcement Against Securities Firms Engaged in Cannabis Sector

FinCEN Proposes AML Requirements for Registered Investment Advisers

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