News & Analysis as of August 17, 2025

Financial Industry Regulatory Authority (FINRA)

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The Financial Crimes Enforcement Network (FinCEN) is a bureau of the U.S. Department of the Treasury charged with detecting and combatting illegal activity within the financial system. FinCEN detects evidence of money laundering, terrorist financing and other financial crimes by collecting, monitoring, and analyzing financial transaction data. Such data is disseminated to both domestic and international law enforcement agencies. less -

Daily Financial Regulation Update -- Thursday, April 10, 2025

Paul Hastings LLP on 4/10/2025

April 9, 2025- The U.S. House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology and Artificial Intelligence held a hearing entitled “American Innovation and the Future of Digital Assets...more

Daily Financial Regulation Update -- Thursday October 31

Paul Hastings LLP on 11/1/2024

October 30, 2024 - Assistant Secretary for Financial Markets Josh Frost issued the Quarterly Refunding Statement announcing that the U.S. Department of the Treasury is offering $125 billion of Treasury securities to refund...more

Daily Financial Regulation Update -- Friday July 26, 2024

Paul Hastings LLP on 7/26/2024

July 25, 2024- The Federal Reserve Board, Federal Deposit Insurance Corporation, and Office of the Comptroller of the Currency issued a statement reminding banks of potential risks associated with third-party arrangements...more

Daily Financial Regulation Update -- Thursday April 18, 2024

Paul Hastings LLP on 4/19/2024

April 17, 2024- The U.S. Department of the Treasury released Treasury International Capital (TIC) data for February 2024. April 17, 2024- The Federal Reserve Bank of New York published a Liberty Street Economics blog...more

Banking and Consumer Regulatory Digest - March 2024 - 2

Davis Wright Tremaine LLP on 4/17/2024

Editor's Note - The following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory agency,...more

Broker Dealer Regulatory Digest - March 2024

Davis Wright Tremaine LLP on 3/28/2024

Editor's Note: The following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory agency, specifically...more

Daily Financial Regulation Update -- Friday, January 26, 2024

Paul Hastings LLP on 1/26/2024

January 24, 2024- The Federal Reserve Board ("FRB") announced that the Bank Term Funding Program, where the FRB purchased government bonds at par, will cease making new loans as scheduled on March 11, 2024, ending a key...more

Daily Financial Regulation Update -- Thursday, December 21 2023

Paul Hastings LLP on 12/22/2023

December 20, 2023- U.S. House Committee on Financial Services Chair Patrick McHenry (NC-10) and Congressman Mike Flood (NE-01) led 18 of their colleagues on a letter to Consumer Financial Protection Bureau Director Rohit...more

Daily Financial Regulation Update -- Tuesday, November 7, 2023

Paul Hastings LLP on 11/7/2023

November 6, 2023- The Bank of England, Prudential Regulation Authority, and UK Financial Conduct Authority published their proposed approach to innovation in payments, money and money-like instruments. The proposals are...more

Daily Financial Regulation Update -- Friday, September 29, 2023

Paul Hastings LLP on 9/29/2023

September 28, 2023- The U.S. House Committee on Small Business Subcommittee on Rural Development, Energy, and Supply Chains held a hearing titled "Energy Independence: How Burdensome Energy Regulations are Crushing Small...more

Daily Financial Regulation Update -- Friday, September 1, 2023

Paul Hastings LLP on 9/1/2023

August 31, 2023- The U.S. Department of the Treasury posted the preliminary data from an annual survey of U.S. portfolio holdings of foreign securities at year-end 2022. August 31, 2023- The Federal Reserve Board...more

Daily Financial Regulation Update -- Thursday, July 13, 2023

Paul Hastings LLP on 7/13/2023

July 12, 2023- The U.S. House Committee on Financial Services held a hearing entitled, "Protecting Investor Interests: Examining Environmental and Social Policy in Financial Regulation."...more

Daily Financial Regulation Update -- Friday, April 28, 2023

Paul Hastings LLP on 4/28/2023

April 27, 2023- The U.S. Senate Committee on Banking, Housing, and Urban Affairs held a hearing entitled, "Oversight of the Credit Reporting Agencies." April 27, 2023- The U.S. Senate Committee on Small Business &...more

Daily Financial Regulation Update -- Thursday, January 19, 2023

Paul Hastings LLP on 1/20/2023

January 18, 2023- The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) issued an order that identifies the virtual currency exchange Bitzlato Limited (Bitzlato) as a "primary money laundering...more

Daily Financial Regulation Update -- Saturday, January 14, 2023

Paul Hastings LLP on 1/16/2023

January 13, 2023- U.S. Secretary of the Treasury Janet L. Yellen sent a letter to all members of Congressional leadership regarding the debt limit. January 13, 2023- The UK-U.S. Financial Regulatory Working Group issued a...more

Daily Financial Regulation Update -- Wednesday, November 2, 2022

Paul Hastings LLP on 11/2/2022

November 1, 2022- Deputy Secretary of the Treasury Wally Adeyemo delivered remarks at the semi-annual Joint session of the Financial and Banking Information Infrastructure Committee andFinancial Services Sector Coordinating...more

Daily Financial Regulation Update -- Friday, October 28, 2022

Paul Hastings LLP on 10/28/2022

October 27, 2022- U.S. Deputy Secretary of the Treasury Wally Adeyemo participated in a virtual roundtable with key stakeholders on climate impact, equity and the Inflation Reduction Act....more

FinCEN Finalizes Rule Implementing beneficial Ownership Reporting Requirements Under the CTA

Goodwin on 10/17/2022

Regulatory Developments - FinCEN Finalizes Rule Implementing Beneficial Ownership Reporting Requirements Under the Corporate Transparency Act - On September 29, FinCEN issued a final rule under the CTA requiring each...more

Daily Financial Regulation Update -- Friday, October 7, 2022

Paul Hastings LLP on 10/7/2022

October 6, 2022- U.S. Secretary of the Treasury Janet L. Yellen announced that Treasury has signed a loan agreement for the Clean Technology Fund—a multilateral trust fund which helps to scale up low carbon technologies in...more

Daily Financial Regulation Update -- Wednesday, June 29, 2022

Paul Hastings LLP on 6/29/2022

Congress- U.S. House of Representatives- Committee on Financial Services- Hearing: Where Have All the Houses Gone? Private Equity, Single Family Rentals, and America's Neighborhoods-...more

Review of Anti-Money Laundering and Sanctions Policy and Enforcement

White & Case LLP on 1/22/2019

TABLE OF CONTENTS: Executive Summary - Developments and Trends in Policy and Enforcement - US Department of the Treasury - The Office of Foreign Assets Control - Treasury's Financial Crimes Enforcement Network -...more

FinCEN’s Customer Due Diligence Rule Becomes Effective; FinCEN and FINRA Guidance Provides Interpretive Color for Firms Working to...

A&O Shearman on 5/22/2018

May 11, 2018 marked the compliance date for the Customer Due Diligence Requirements for Financial Institutions rule issued by the U.S. Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) on May 11, 2016 (the...more

Assessing the Increased Regulatory Focus on Public Company Internal Control and Reporting

Orrick, Herrington & Sutcliffe LLP on 10/9/2014

Over the past few months, the Securities and Exchange Commission (‘‘SEC’’) has publicly stated its increasing focus on public company internal controls and related reporting obligations. In February of this year at the...more

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