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Foreign Corrupt Practices Act (FCPA) › Investment Adviser › Ponzi Scheme

Morrison & Foerster LLP

Top 5 SEC Enforcement Developments for July 2025

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Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month, we examine the following matters: • An SEC complaint alleging a Georgia...more

Snell & Wilmer

SEC Enforcement Activity in the Second Quarter of 2025: The Start of the Back-to-Basics Atkins Era

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Paul Atkins was sworn in as SEC (Securities and Exchange Commission) Chairman on April 21, 2025. In a staff town hall meeting on May 6, 2025 he articulated a statement of purpose for the Enforcement program: “Investor...more

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending February 14, 2014)

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The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two settled actions, one based on insider trading claims and another involving...more

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