News & Analysis as of

Form S-1 Regulation S-X

Latham & Watkins LLP

Desktop Staleness Calendar for 2026 Offerings

Latham & Watkins LLP on

Calendar notes when financial go stale for issuers with fiscal years ending December 31, 2025....more

Bass, Berry & Sims PLC

SEC Staff Says Avoid Titling Non-GAAP Measures with “Pro Forma” Unless S-X Article 11 Compliant

Bass, Berry & Sims PLC on

In monitoring SEC comment letters, we came across a SEC comment letter recently made public. While we acknowledge the term “pro forma” is often used by registrants when adjusting their GAAP results to provide additional...more

Bass, Berry & Sims PLC

SEC Adopts Rules that Could Ease Disclosure Burden on Middle Market Public Companies

Bass, Berry & Sims PLC on

On June 28, the SEC adopted regulations that could reduce the reporting burden on middle market public companies. In summary, the SEC adopted amendments to the smaller reporting company (SRC) definition to increase the...more

Ballard Spahr LLP

SEC Adopts Rules Permitting Forward Incorporation by Reference on Form S-1 and Simplifying Disclosure Requirements for EGCs

Ballard Spahr LLP on

The Securities and Exchange Commission (SEC) has adopted interim final rules permitting smaller reporting companies, generally companies with a public float of less than $75 million, to incorporate by reference on Form S-1...more

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