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Fraud › Dodd-Frank Wall Street Reform and Consumer Protection Act › Reporting Requirements

Fraud is the making of false representations or engaging in deceptive behavior in order to unlawfully secure financial or personal gain. 
Friling Law

Legal Guidance for Financial Integrity and Whistleblower Protection

Friling Law on

Over the past few years, whistleblowers have become a driving force in uncovering financial misconduct in the U.S. Individuals may report illicit financial activity, including money laundering, sanctions evasion, fraud, and...more

Stinson - Corporate & Securities Law Blog

SEC Says there are (Almost) No Excuses for Late Whistleblowers

Stinson - Corporate & Securities Law Blog on

The SEC announced a whistleblower award totaling more than $325,000 for a former investment firm employee who tipped the agency with specific information that enabled enforcement staff to open an investigation and uncover the...more

Morrison & Foerster LLP

FERC Seeks to Expand Electricity Market Surveillance with New Data Reporting Requirements

Morrison & Foerster LLP on

On September 17, 2015, the Federal Energy Regulatory Commission (FERC) issued a Notice of Proposed Rulemaking (NOPR) to expand the obligations of Regional Transmission Organizations and Independent System Operators...more

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