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Fraud › Securities Exchange Act of 1934 › Penalties

Fraud is the making of false representations or engaging in deceptive behavior in order to unlawfully secure financial or personal gain. 
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SEC Cracks Down on Unregistered Broker-Dealers

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StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange Commission (SEC) following SEC enforcement actions against them....more

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