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New Proposed Regulations Defining Donor Advised Fund Terms
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PLI's inSecurities Podcast - Alternative Asset Managers in the Crosshairs
Scrutiny Increasing On Energy Private Equity Valuation
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Ten Talks: The Future of Private Equity
Investment Management Roundtable Discussion – Data Privacy and Security
Investment Management Roundtable Discussion – Regulatory and Enforcement Update
Fundraising Trends in Private Equity for GPs and LPs
Family Offices and PE: Can't We All Get Along
Podcast: Credit Funds: Compliance Considerations for Valuation
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Podcast: Credit Funds: Replacing LIBOR – Steps To Consider Taking Now
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In our previous alert Paying for Buy-Side Investment Research: New Rules Ease the US-UK Divide | Insights & Resources | Goodwin we discussed the Financial Conduct Authority (FCA) final rules in its policy paper PS24/9:...more
The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges....more
The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018. New rules on trading inducements, research, best execution, market transparency and the regulation of algorithmic...more
The U.S. Securities and Exchange Commission (“SEC”) recently approved a Financial Industry Regulatory Authority (“FINRA”) proposal to adopt a new regime for the regulation of electing broker-dealer firms that meet the...more