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Fund Managers Canada

Stikeman Elliott LLP

OSC Codifies Exemption from OEO Trailer Ban

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The Ontario Securities Commission (“OSC”) recently published OSC Rule 81-510 Dealer Rebates of Trailing Commissions (the “Rule”), which codifies temporary exemptive relief from the order-execution only (“OEO”) trailer ban...more

Stikeman Elliott LLP

OSC Publishes Summary Report for Dealers, Advisers and Investment Fund Managers for 2023-2024

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The Registration, Inspections and Examinations Division (“RIE”) of the Ontario Securities Commission (“OSC”) has released its annual Summary Report for Dealers, Advisers and Investment Fund Managers (the “Report”) for the...more

Stikeman Elliott LLP

OSC Publishes Annual Compliance Report for Dealers, Advisers and Investment Fund Managers for 2022-2023

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The Ontario Securities Commission (“OSC”) recently released its annual Summary Report for Dealers, Advisers and Investment Fund Managers (the “Report”), prepared by the Compliance and Registrant Regulation Branch, for the...more

Blake, Cassels & Graydon LLP

Cour d’appel de l’Ontario : nouvelle obligation de diligence pour les gestionnaires de fonds d’inves

Une décision récente de la Cour d’appel de l’Ontario (la « Cour d’appel »), rendue dans l’affaire Wright v. Horizons ETFs Management (Canada) Inc. (« Horizons »), ouvre la porte à une nouvelle obligation de diligence de...more

Blake, Cassels & Graydon LLP

Court of Appeal Opens Door to New Common Law Duty of Care for Investment Fund Managers

The recent decision of the Court of Appeal for Ontario (Court of Appeal) in Wright v. Horizons ETFs Management (Canada) Inc. (Horizons) opens the door for a new common law duty of care for investment fund managers. The...more

Katten Muchin Rosenman LLP

Bridging the Week - August 2015

ESMA Says “No for Now” to Granting Passport Rights to US Fund Managers Under AIFMD: The European Securities and Markets Authority told the European Commission last week that it was premature to grant passport rights to...more

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