News & Analysis as of August 17, 2025

Financial Services Industry

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FCA Sets Out Findings From Review of Firms’ Treatment of Vulnerable Customers

Latham & Watkins LLP on 3/17/2025

The regulator found many examples of good practice, but also published further guidance and case studies to help firms address areas for improvement....more

FCA Finds Further Improvement Needed on Design, Delivery, and Disclosure of ESG Funds

Latham & Watkins LLP on 11/28/2023

The FCA has set out good and poor practices for asset managers to consider in relation to funds with ESG or sustainable characteristics. On 16 November 2023, the FCA published the findings from its review of how asset...more

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Governance Standards › United Kingdom › Financial Services Industry

FCA Sets Out Findings From Review of Firms’ Treatment of Vulnerable Customers

FCA Finds Further Improvement Needed on Design, Delivery, and Disclosure of ESG Funds

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