News & Analysis as of

Incident Response Plans Privacy Policy Data Security

McDermott Will & Schulte

Data breach litigation targets wine company: Lessons for alcohol industry players

On July 30, 2025, a wine producer was sued in connection with a cyberattack that allegedly compromised the data of at least 26,000 customers. Among other things, the complaint alleges that the company failed to implement...more

Jackson Lewis P.C.

We get Privacy for work — Episode 7: What Is a WISP and Why Your Organization Must Have One

Jackson Lewis P.C. on

Written Information Security Programs, commonly referred to as WISPs, are critical plans to have in place – not only to efficiently and effectively respond to ransomware attacks and data breaches when they occur – but to...more

Foster Garvey PC

Happy Data Privacy Day – What Are You Doing to Keep Your Data Secure?

Foster Garvey PC on

Data Privacy Day is celebrated on January 28 each year to raise awareness about the importance of respecting privacy, safeguarding data and enabling trust. In honor of Data Privacy Day, now is an ideal time to review your...more

Akin Gump Strauss Hauer & Feld LLP

SEC Warns Registered Firms about Client Privacy and Data Security

• The SEC released a Risk Alert summarizing key areas in which it continues to see compliance deficiencies related to Regulation S-P, the primary SEC rule regarding privacy notices and safeguard policies of investment...more

UB Greensfelder LLP

The SEC Released A Risk Alert On Reg S-P, a/k/a How To Avoid A $1 Million Penalty

UB Greensfelder LLP on

I am hardly saying that SEC Regulation S-P is the sexiest of regulations. I mean, has any customer is history actually read one of those exciting statement stuffers that discloses in some dense font a BD’s privacy policy?...more

BakerHostetler

The SEC OCIE Announces Increased Scrutiny of Broker-Dealers’ and Investment Advisers’ Cybersecurity Programs

BakerHostetler on

On September 15, 2015, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) issued a National Exam Program Risk Alert (2015 Risk Alert) to provide broker-dealers and investment...more

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