News & Analysis as of

Innovation Compliance Ethics

Thomas Fox - Compliance Evangelist

Innovation in Compliance: Break the Five Lies - A Conversation with John Kormanik

Innovation comes in many areas, and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more

Society of Corporate Compliance and Ethics...

[Hybrid Event] 24th Annual Compliance & Ethics Institute - September 14th - 17th, Nashville, TN

Be part of SCCE’s largest compliance conference of the year and come away with the insights, inspiration, and information you need to drive compliance success - Each year, compliance and ethics professionals from around...more

NAVEX

The Evolving AI Regulatory Landscape in Asia: What Compliance Leaders Need to Know

NAVEX on

Artificial intelligence (AI) is transforming industries at an unprecedented pace, but it also introduces complex compliance challenges. While many regions are ramping up their regulatory frameworks to address these risks,...more

The Volkov Law Group

LRN’s Code of Conduct Report: Tracking Innovation and Usage

The Volkov Law Group on

LRN consistently provides high-quality reports and important insights on ethics and compliance trends. Each year, LRN’s Program Effectiveness Report is anticipated as an important source of cutting-edge ethics and compliance...more

Mitratech Holdings, Inc

Speak-Up Culture: Why It Matters and How to Build It

Tips For Assessing The State of Your Workplace Culture in Promoting Openness, Trust, and Inclusion. 6,000 more anonymous hotline reports were filed in 2023 than 2022, according to the respondent of Mitratech’s 2024 State...more

NAVEX

How Ethics Supports Compliance Management and Innovation

NAVEX on

Explaining how a strong culture of ethics and compliance can help your enterprise to succeed is tricky business. So imagine my delight when I came across a recent speech from a banking regulator who did exactly that....more

Society of Corporate Compliance and Ethics...

[Virtual Event] 2021 Southern California Regional Compliance & Ethics Conference - January 22nd, 8:25 am - 5:30 pm PST

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Thomas Fox - Compliance Evangelist

Astros Heading to Back-to-Back: Why Design Thinking Works in Compliance – Part I

I took a course in design thinking last year so I could familiarize myself with the technique. One key is the input from your customer base as a part of the design process. For any Chief Compliance Officer (CCO) or compliance...more

Thomas Fox - Compliance Evangelist

Innovation in Operationalizing Compliance: Part III

Today, I conclude my three-part series on how to more fully operationalize your compliance program. I have been joined in this exploration by Ben Locwin. ...more

Thomas Fox - Compliance Evangelist

Innovation in Operationalizing Compliance: Part I

Over this three-part series, I will be visiting with Ben Locwin on how to more fully operationalize your compliance program. In Part I, we consider how embedding compliance as a key component of the business equation and the...more

Thomas Fox - Compliance Evangelist

Holmes, Innovation & Compliance: Part V – The Digital Future

I conclude my week-long exploration of the intersection of Sherlock Holmes, innovation and compliance by asking: is your compliance function ready for a digital future?...more

Thomas Fox - Compliance Evangelist

Holmes, Innovation & Compliance: Part I – Digital Strategies

Today begins a week of double themed blog-posts. First, I am back with an homage to Sherlock Holmes. The second theme will be innovation in the compliance department. ...more

Thomas Fox - Compliance Evangelist

Day 20: What Does Innovation in Compliance Look Like?

As I end this section on innovation, I want to conclude by laying out a road map which allows a CCO or compliance practitioner to make more effective and better operationalize a corporate compliance program. With the DOJ’s...more

NAVEX

Ethics & Compliance Innovations: Thinking (Just) Outside the Box

NAVEX on

Are you looking for E&C program innovations that offer fresh alternatives to common E&C challenges? In this presentation, NAVEX Global’s Ed Petry shares: - Novel approaches to staffing and positioning the E&C function...more

Thomas Fox - Compliance Evangelist

Sherlock Holmes and Innovation in the Compliance Function, Part II – The Sign Of Four

Today we honor Conan Doyle’s second Sherlock Homes novel, The Sign of Four. The novel was published in 1890 but the story is set in 1888. The story entails a complex plot involving service in East India Company, India, the...more

Thomas Fox - Compliance Evangelist

Edgar Allen Poe And Innovation In The Compliance Function

Tomorrow, April 20 is the anniversary of a truly innovative work of literature. On April 20, 1841, Edgar Allen Poe’s story, The Murders in the Rue Morgue, first appeared in Graham’s Lady’s and Gentleman’s Magazine. The tale...more

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