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Insider Trading › 10b5-1 Plans › Stocks

McGlinchey Stafford

Former CEO Sentenced in Historic Insider Trading Case Under Rule 10b5-1

McGlinchey Stafford on

On June 23, 2025, U.S. District Judge Dale S. Fischer of the Central District of California sentenced a former Chairman and CEO of a behavioral healthcare company to 42 months in federal prison. This conviction represents the...more

Wilson Sonsini Goodrich & Rosati

10b5-1 Trading Plans: Practical Considerations for Company Insiders

Wilson Sonsini Goodrich & Rosati on

Directors, officers, and other company insiders often receive a meaningful portion of their overall compensation through equity awards. As these awards vest, these insiders may seek to liquidate some or all of their...more

Snell & Wilmer

Corporate Communicator - Spring 2013: Rule 10b5-1 Plans Under Scrutiny

Snell & Wilmer on

There has been renewed focus on Rule 10b5-1 Plans following an article in the Wall Street Journal, published on November 27, 2012, entitled “Executives’ Good Luck in Trading Own Stock,” which reported that executives who...more

Wilson Sonsini Goodrich & Rosati

Rule 10B5-1 Trading Plans: Considerations in Light of Increased Scrutiny

Wilson Sonsini Goodrich & Rosati on

The aggressive use (or misuse) of Rule 10b5-1 trading plans is likely to become a significant area of focus for regulatory enforcement and securities class action plaintiffs. The floodlights now aimed at such plans are the...more

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