Insider Trading, Artificial Intelligence, Corporate Governance

SEC Enforcement Trends for 2025 — Shadow Trading, Artificial Intelligence (AI), and Crypto

Secretariat on 3/3/2025

2024 was a pivotal year for SEC enforcement as the Commission significantly ramped up its efforts, filing 583 enforcement actions and obtaining $8.2 billion in financial remedies, a record for the agency....more

CLE Takeaways: A Public Company’s Guide to Corporate and Securities Law Developments 2025

Fenwick & West LLP on 2/26/2025

The U.S. Securities and Exchange Commission (SEC) is intensifying its focus on transparency. The agency has its lens trained on insider trading policies, cybersecurity and AI disclosures, and other high-risk enforcement...more

SEC Actions in Review: What Officers and Directors Should Know for 2025

Foley & Lardner LLP on 1/29/2025

As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities and expectations of the Securities and Exchange Commission (SEC). Over the past year, the...more

Preparing for the 2025 Public Company Reporting Season

Perkins Coie on 12/20/2024

In anticipation of the upcoming reporting season, this Update highlights some of the most significant rule changes, guidance, institutional investor areas of focus, and trends for public companies to consider while preparing...more

Vinson & Elkins' Quarterly Securities & ESG Updates - Fall 2023

Vinson & Elkins LLP on 10/13/2023

Welcome to Vinson & Elkins’ Securities and ESG Updates. Our aim is to provide insights into notable developments in securities reporting and the environmental, social and governance space over the quarter and, where...more

Time to Get Ready for the 2024 Reporting Season

BCLP on 10/3/2023

As companies look ahead to the upcoming proxy and annual report season, the SEC has generated a number of new items to add to your compliance checklist – in addition to those covered in last year's list. Those items, along...more