News & Analysis as of August 11, 2025

Corporate Misconduct

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(Insider) Trading under a Rule 10b5-1 Plan

Bass, Berry & Sims PLC on 7/31/2025

In June 2025, Terren Scott Peizer, the former chief executive officer, executive chairman and chairman of the board of directors of Ontrak, Inc. (Ontrak), was sentenced to 42 months imprisonment, ordered to pay a $5.25...more

CLE Takeaways: 2025 Government Enforcement Priorities and Trends

Fenwick & West LLP on 2/3/2025

Businesses today must navigate an intricate web of policies, regulations, and enforcement actions that demand not only vigilance but a proactive stance toward transparency and cooperation....more

Client Alert: DOJ and SEC Used Data Analytics to Target Insider Trading with 10b5-1 Plans

Jenner & Block on 3/15/2023

The DOJ and SEC have made no secret of their interest in combatting potential insider trading by high-level executives misusing Rule 10b5-1 plans. Those plans provide a potential safe harbor for executives trading their...more

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Insider Trading › Department of Justice (DOJ) › Corporate Misconduct

(Insider) Trading under a Rule 10b5-1 Plan

CLE Takeaways: 2025 Government Enforcement Priorities and Trends

Client Alert: DOJ and SEC Used Data Analytics to Target Insider Trading with 10b5-1 Plans

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