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Internal Investigations Risk Management

Society of Corporate Compliance and Ethics...

Moving Beyond the Usual Helpline Data

It’s time to think bigger when it comes to helpline data. Yes, it’s still important to look at traditional metrics such as the number of calls and the substantiation rate. But, there is so much more that can be done. ...more

StoneTurn

Safeguarding Privilege Between Counsel and Investigations and Crisis Communications Consultants

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When a corporate crisis hits, attorneys often bring in investigators and PR consultants to uncover facts and manage reputational risk. But without the right structure, those critical communications may not be protected by...more

ArentFox Schiff

Removing Board Members - A Delicate Balance for Trade Association Boards

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An association’s board often confronts difficult decisions. One that is particularly challenging is whether and how to remove a sitting director....more

K2 Integrity

Information Leaks: How to Assess the Impact, Investigate the Cause, and Reduce the Likelihood of Future Breaches

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Information leaks can range from internal decisions and salary data to intellectual property, strategy documents, or board minutes. Whether caused by accident or intent, all leaks demand immediate, structured action. Even...more

Conn Maciel Carey LLP

Workplace Romance: Beyond the Headlines

Conn Maciel Carey LLP on

With the internet ablaze over the recent apparent outing of a workplace romance among executives during a Coldplay concert, employers may be reviewing the legal implications of workplace relationships and considering options...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: The Compliance Influencer with Bettina Palazzo

This GWIC episode features a “Great Gentleman in Compliance,” Jonathan Aronie, a leading expert in government investigations and organizational integrity at Sheppard Mullin. Jonathan joins GWIC co-host Hemma Lomax to discuss...more

Mintz

[Podcast] Mintz On Air: Practical Policies – An Abridged Guide to Crisis Management

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In this episode of the Mintz On Air: Practical Policies podcast, Member Jen Rubin and Crisis Management and Strategic Response Chair Erek L. Barron dive into the world of crisis management and discuss the myriad of...more

Mintz - Employment Viewpoints

Mintz On Air: Practical Policies – An Abridged Guide to Crisis Management

In this episode of the Mintz On Air: Practical Policies podcast, Member Jen Rubin and Crisis Management and Strategic Response Chair Erek L. Barron dive into the world of crisis management and discuss the myriad of...more

Hinckley Allen

10 Core Principles Common to Internal Investigations

Hinckley Allen on

Internal investigations come in all shapes and sizes—criminal, civil, employment, regulatory, and many other areas. Despite the variety, there are core principles common to each type of internal investigation—principles that...more

Epiq

From Suspicion to Strategy: Manage Internal Matters With Early Resolution Analysis

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Internal investigations often begin with a trigger — a flagged communication, an employee complaint, an audit discrepancy, or a policy breach. What happens next depends on how quickly and effectively teams can uncover the...more

EDRM - Electronic Discovery Reference Model

[Webinar] Down the Rabbit Hole: Navigating IP Theft Investigations - May 29th, 1:00 pm - 2:15 pm ET

Step into Wonderland and ensure you’re equipped to handle intellectual property theft investigations by seeing the entire picture of what’s on employee’s devices — even deleted data. Take a Curious Stroll Through the...more

American Conference Institute (ACI)

[Event] Global Anti-Corruption, Ethics & Compliance - June 10th - 11th, New York, NY

ACI's Global Anti-Corruption, Ethics & Compliance – New York is your best opportunity to hear how companies are addressing the status of DOJ and SEC priorities, effective compliance and risk strategies, strengthening...more

Hanzo

How to Handle Internal Investigations: Different Tactics for Different Triggers

Hanzo on

Internal investigations often start small. A complaint, a suspicious transaction, or a red flag in a routine audit. Most companies try to manage these issues internally, without specialized tools or external legal support....more

Association of Certified E-Discovery...

[Webinar] Remote Mobile Discovery: Your Secret Weapon Against Malicious Insiders - April 16th, 10:00 am PDT

Malicious insiders are the silent threats lurking within organizations—employees, contractors, or partners with privileged access who can cause devastating data breaches. With the rise of remote work and mobile-first business...more

Mayer Brown

Employment Investigations Checklist

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In recent years, internal investigations into employee complaints and employee conduct have been on the rise across a variety of industry sectors. Employment (or workplace) investigations can take many forms, and can be...more

NAVEX

The Increasing Importance – and Visibility – of Internal Investigations 

NAVEX on

New DOJ whistleblower incentives. Investigation-related KPIs. Accountability demands from stakeholders of all stripes.    A combination of hard work by ethics and compliance professionals, high profile internal system...more

A&O Shearman

UK SRA’s new guidance on internal investigations and legal professional privilege

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Independence, legal privilege and reporting to internal stakeholders are key areas of focus in the UK Solicitor Regulation Authority’s (SRA) new guidance for in-house internal investigations lawyers published in November...more

Health Care Compliance Association (HCCA)

[Event] 29th Annual Compliance Institute - April 28th - May 1st, Las Vegas, NV

Drive compliance program success with cutting-edge education and valuable connections! For over two and a half decades, healthcare compliance professionals have gathered at HCCA’s Compliance Institute (CI) to share ideas,...more

Integreon

Post-Breach Data Review: 5 Reasons Why You Should Not Go at It Alone

Integreon on

After a data breach, organizations need to understand the scope of the incident in order to quickly resolve it and ensure they are able to meet notification requirements. The urgency often leads to the misguided belief that...more

Society of Corporate Compliance and Ethics...

[Event] 13th Annual European Compliance & Ethics Institute - March 10th - 12th, Lisboa, Portugal

Join us in Lisbon, Portugal for the 13th annual European Compliance and Ethics Institute, 10–12 March 2025! We look forward to gathering once again to share insights and strategies on the unique challenges of European...more

J.S. Held

Tag-Team Approach to Tackling Fraud

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A phone call comes in from a panicked client, the owner of a small, successful business. Your client was reviewing some financial records – a task usually handled by a long–time and trusted employee – and the client noticed a...more

Foley Hoag LLP

Actualités en matière de lutte contre la corruption en France et en Europe

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Deux études particulièrement intéressantes ont récemment été publiées par l’Agence Française Anticorruption (l’AFA) et la Commission européenne dans le domaine de la lutte contre la corruption. La première étude publié...more

Conyers

Responding to Regulatory Notices: A Litigator’s Perspective

Conyers on

There are a variety of information gathering and other compulsory notices available to regulatory and enforcement agencies based in the Cayman Islands, as tools these agencies can draw on to carry out their functions. In this...more

Health Care Compliance Association (HCCA)

[Event] Healthcare Basic Compliance Academy - December 9th - 12th, San Diego, CA

Ideal for practitioners who want to build strong foundational knowledge of compliance program management in a healthcare setting and how to apply that knowledge in practice. Attendees will come away better prepared to...more

Conn Kavanaugh

“Hot” Tips for Internal Investigations

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An increased government interest in rooting out corporate fraud, coupled with new theories of corporate and individual liability, have made state and federal investigations almost a way of life for large and small companies...more

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