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Mayer Brown

US SEC Gives Green Light to Swiss-Based Investment Adviser Registration Applications

Mayer Brown on

On June 10, 2025, the US Securities and Exchange Commission (SEC) announced that it will immediately resume processing new and pending registration applications of investment advisers with their principal office and place of...more

Herbert Smith Freehills Kramer

What Funds Should Know About The New Cayman Islands Data Protection Law

Herbert Smith Freehills Kramer on

The Cayman Islands recently implemented data protection legislation similar to that adopted elsewhere in the world, including the EU’s General Data Protection Regulation (GDPR). The GDPR forced many businesses outside its...more

Carlton Fields

Colorado Set to Regulate Cybersecurity Practices of Broker-Dealers and Investment Advisers

Carlton Fields on

On May 15, Colorado became the latest state to publish major regulations tackling cybersecurity in the financial services industry when the Colorado Division of Securities released amendments to existing division rules...more

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