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Investment Advisers Act of 1940 › Shareholders › Investment Management

Ropes & Gray LLP

Supreme Court to Consider Closing a Back Door to Fund Litigation Claims Under the Investment Company Act

Ropes & Gray LLP on

On June 30, the U.S. Supreme Court agreed to hear a case that will determine whether Section 47(b) of the Investment Company Act of 1940 (ICA) creates a private right of action for shareholders of registered investment...more

Seward & Kissel LLP

Activist Investor Sues Closed-End Fund Over Poison Pill Provision

Seward & Kissel LLP on

Who may be interested: Closed-End Funds; Investment Advisers - Quick Take: An investment manager and offshore fund have sued a closed-end fund for adopting a “poison pill” provision that prevents shareholders with more...more

K&L Gates LLP

Fund Boards and Committees: 2019 Washington D.C. Investment Management Conference

K&L Gates LLP on

FUND BOARDS AND COMMITTEES - - Role of the Fund Board - Importance of the Board’s Business Judgment - Board Composition and Independence - SEC Fund Governance Requirements and Disclosures - General Fiduciary Duties -...more

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