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Investment Management › Alternative Investment Funds › Financial Conduct Authority (FCA)

Katten Muchin Rosenman LLP

HM Treasury and FCA Proposals to Reform Regulation of UK AIFMs

Katten Muchin Rosenman LLP on

On 7 April 2025, HM Treasury (HMT) published a consultation (Consultation) on the reform of the UK regulatory regime for alternative investment funds (AIFs) and their managers, alternative investment fund managers (AIFMs[CM1]...more

Akin Gump Strauss Hauer & Feld LLP

The United Kingdom’s Treasury and FCA Launch Consultations on Streamlined Regulatory Framework for Fund Managers

Akin Gump Strauss Hauer & Feld LLP on

The Treasury and the Financial Conduct Authority are seeking industry views on proposals to change the regulatory framework for fund managers in the United Kingdom. On 7 April 2025, the Treasury issued a Consultation Paper...more

A&O Shearman

UK Unauthorised Co-ownership Alternative Investment Funds (Reserved Investor Fund) Regulations 2025 published

A&O Shearman on

The Unauthorised Co-ownership Alternative Investment Funds (Reserved Investor Fund) Regulations 2025 have been published, along with an explanatory memorandum. The regulations support the Government's introduction of the...more

Proskauer Rose LLP

UK Rules on Climate-related Disclosures – A Q&A for Asset Managers

Proskauer Rose LLP on

As mentioned in our latest briefing note, the UK Financial Conduct Authority (FCA) published its final rules and guidance (the “Rules”) setting out the requirements under a new climate-related disclosure regime for certain...more

A&O Shearman

UK Conduct Regulator Wants Asset Management Sector to Reflect on Risks to Customers and Markets

A&O Shearman on

The U.K. Financial Conduct Authority has published two letters addressed to the CEOs of firms in the asset management and funds sectors. The first letter is addressed to CEOs of FCA-authorized firms directly managing...more

Proskauer Rose LLP

UK Financial Conduct Authority Identifies Significant Shortcomings in Firms Operating Appointed Representative Platforms

Proskauer Rose LLP on

On 20 May 2019, the UK Financial Conduct Authority ("FCA") published its findings of its multi-firm review into the supervision by principal firms of their appointed representatives ("ARs") operating in the investment...more

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