Investment Management, Cryptoassets, Environmental Social & Governance (ESG)

Investment Management Update Germany July 2025

K&L Gates LLP on 8/11/2025

BMF Publishes Draft Bill on DAC 8 Implementation Act - On 26 June 2025, the German Federal Ministry of Finance (Bundesministerium der Finanzen, or BMF) published a new draft bill (following the formation of a new government)...more

Regulation Round Up - May 2025

Proskauer Rose LLP on 6/9/2025

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

Asset Management Regulatory Year in Review 2024

K&L Gates LLP on 2/12/2025

2024 was a year of meaningful regulatory change for asset managers globally. The regulatory activity was wide ranging and without a particular unifying theme. In fact, the wide, and in cases diverging focuses of key global...more

Dual registrant regulatory roundup - September 2024

Eversheds Sutherland (US) LLP on 9/11/2024

Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more

DOL Finalizes Rule Opening Door to ESG Investing in Retirement Plans

Goodwin on 12/2/2022

Regulatory Developments - CFPB Issues Guidance on Investigation Practices by Consumer Reporting Agencies - On November 22, the DOL announced a final rule under the Employee Retirement Income Security Act (ERISA) to...more

Investment Management, Trading & Markets Updates – November 2021

Alston & Bird on 11/11/2021

SEC Chair’s Senate Committee Testimony on SEC Initiatives On October 5, 2021, SEC Chair Gary Gensler provided testimony to the U.S. House of Representatives Committee on Financial Services. Several of the initiatives are of...more