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Investment Opportunities Securities and Exchange Commission (SEC) Capital Markets

Troutman Pepper Locke

FUNDamentals Market Update – What’s Happening In Today’s Market?

Troutman Pepper Locke on

“The most recent development in the registered investment funds space has been the long-awaited movement toward the SEC granting dual share class ETF exemptive relief. This will be a significant catalyst for growth in...more

Mayer Brown Free Writings + Perspectives

SEC Warns Against Celebrity Sponsored SPACs

On March 10, 2021, the SEC’s Office of Investor Education and Advocacy (OIEA) published an Investor Alert cautioning investors not to make SPAC-related investment decisions based on celebrity involvement alone....more

Mayer Brown Free Writings + Perspectives

SEC Chair Recaps Year and Outlines Priorities

In a speech last week, Securities and Exchange Commission Chair Jay Clayton provided an overview of the Commission’s significant accomplishments in 2018....more

Mayer Brown Free Writings + Perspectives

SEC Petitioned for an ESG Disclosure Rulemaking

On October 1, 2018, a public petition (Petition) was filed with the US Securities and Exchange Commission (SEC) for a rulemaking on environmental, social and governance (ESG) disclosure. The Petition was authored by two law...more

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