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Carlton Fields

Considerations for Plan Sponsors in the Wake of Cunningham v. Cornell

Carlton Fields on

Excessive fee cases against plans governed by the Employee Retirement Income Security Act (ERISA) have been on the rise for the last decade. ERISA litigation is expanding with novel theories such as forfeiture litigation....more

Hinch Newman LLP

FTC Action Leads to Settlement Against Defendants Alleged to Have Operated a Business Opportunity Scheme

Hinch Newman LLP on

On August 8, 2024, the Federal Trade Commission announced that as a result of a lawsuit, two defendants that allegedly helped operate a purported business opportunity scheme known by several names have agreed to settlements...more

Troutman Pepper Locke

FINRA’s First Disciplinary Action Targeting Firm’s Use of Social Media Influencers

Troutman Pepper Locke on

The Financial Industry Regulatory Authority’s (FINRA) Enforcement Division recently announced its first settlement involving a firm’s supervision of social media influencers. The respondent, M1 Finance LLC (M1), is a...more

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