News & Analysis as of

Investment Exchange-Traded Products

Jones Day

Crypto Exchange-Traded Products: Navigating the Intersection of Crypto and Securities

Jones Day on

Direct ownership of crypto-assets or mere exposure to the value of crypto-assets is an investment decision, with both investment methods requiring specific approaches to mitigate and manage risks effectively....more

Morrison & Foerster LLP

SEC Permits In-Kind Creations and Redemptions for Crypto ETPs

On July 29, 2025, the Securities and Exchange Commission (SEC) signaled a significant policy shift, approving orders that permit in-kind creations and redemptions for crypto asset exchange-traded products (ETPs). This marks a...more

BakerHostetler

Weekly Blockchain Blog - July 2025 #3

BakerHostetler on

According to a recent press release, a major U.S. bank has entered into a strategic partnership with the largest U.S. cryptocurrency exchange platform. This collaboration reportedly aims to expand access to secure digital...more

Fenwick & West LLP

SEC Division of Corporation Finance Issues Statement on Crypto Asset Exchange-Traded Products

Fenwick & West LLP on

On July 1, the SEC’s Division of Corporation Finance (Corp Fin) issued a statement regarding Crypto Asset Exchange-Traded Products (crypto asset ETPs). Crypto asset ETPs are investment products that are listed and traded...more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – July 2025 # 3

Troutman Pepper Locke on

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Ropes & Gray LLP

Preparing for ETFs as a Share Class: Updated and Expanded as of June 11, 2025

Ropes & Gray LLP on

Introduction - On March 17, 2025, Ropes & Gray published a white paper describing the much-anticipated Share Class Relief 1 and outlining matters we believed Advisers and Boards may want to consider in connection with...more

Troutman Pepper Locke

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – June 2025

Troutman Pepper Locke on

To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week....more

Proskauer - Regulatory & Compliance

SEC Answers Questions on New Tailored Shareholder Report Requirements

The staff of the Division of Investment Management (the “Staff”) has issued a FAQ pertaining to the rule and form amendments adopted by the Securities and Exchange Commission (the “SEC”) in October 2022, which require...more

Goldberg Segalla

Brokers Better Be Ready for Bitcoin ETFs

Goldberg Segalla on

KEY TAKEAWAYS - The U.S. Securities and Exchange Commission (SEC) has approved the first spot Bitcoin ETFs, also known as an exchange-traded product (ETP.) With the SEC now permitting spot Bitcoin ETFs, brokers must become...more

Carlton Fields

ETFs in Variable Contracts: A New Marketing Opportunity?

Carlton Fields on

The Secure Act of 2022, in order to facilitate the use of exchange-traded funds (ETFs) as investment options under variable contracts, directs the Treasury Department to amend the governing look-through rules under applicable...more

Morrison & Foerster LLP

SEC Continues Enforcement Actions Relating to Complex Exchange-Traded Products - Structured Thoughts

Morrison & Foerster LLP on

On November 13, 2020, the SEC announced that it had settled actions against several investment advisory firms and firms dually-registered as broker-dealers and investment advisers. These actions relate to unsuitable sales of...more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2019: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2018: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2017: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2016: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

Public Alternative Funds Archive - 2015: UPDATED

Please see full Chart below for more information....more

Herbert Smith Freehills Kramer

New Public Alternative Funds: UPDATED

Please see full Chart below for more information....more

89 Results
 / 
View per page
Page: of 4

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide