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A&O Shearman

ESMA publishes SMSG advice on MiFID investment research changes under the EU Listing Act

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The European Securities and Markets Authority (ESMA) published advice from the Securities and Markets Stakeholder Group (SMSG) on the ESMA consultation paper on draft technical advice on investment research. The technical...more

Skadden, Arps, Slate, Meagher & Flom LLP

FCA Proposes Introducing Bundled Payments Option for Investment Research Services

Skadden, Arps, Slate, Meagher & Flom LLP on

In July 2023, the UK government published its findings from the Investment Research Review (Review) as part of the UK government’s Edinburgh Reforms. The Review made a number of recommendations to encourage research...more

Proskauer Rose LLP

UK Financial Conduct Authority publishes its final policy statement setting out its final rules for the Investment Firms...

Proskauer Rose LLP on

On 26 November 2021, the UK Financial Conduct Authority (“FCA”) published its third policy statement (PS21/17) setting out its final rules to introduce its Investment Firms Prudential Regime (“IFPR”). ...more

Morrison & Foerster LLP

ESG And Investment Managers

Morrison & Foerster LLP on

A Subcommittee of the SEC Investor Advisory Committee has issued a recommendation relating to ESG disclosures for issuers, and this was a focus at the Asset Management Advisory Committee on May 27. Not only did they raise...more

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