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Stark & Stark

[Webinar] Adviser Armor: Detecting and Preventing Financial Exploitation and Mastering Powers of Attorney - April 30th, 12:00 pm -...

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Investment Advisers: Elevate your expertise! Join our exclusive April webinars and earn 1 CFP or IAR CE credit per course....more

Faegre Drinker Biddle & Reath LLP

Having a Senior Moment: Recent Legislation and Rules to Protect Seniors from Financial Exploitation

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In recent years there has been a spate of legislation and rules passed to protect senior investors. Similarly, observers of FINRA’s and the SEC’s annual priorities will, of course, have noticed both bodies’ inclusion of elder...more

Bass, Berry & Sims PLC

Privacy Perils: Elder Abuse Awareness Day

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With older adults increasingly targeted by financial scammers, Governor Bill Lee has proclaimed Saturday, June 15, 2019, as Elder Abuse Awareness Day in Tennessee to warn seniors and their families and help them avoid falling...more

Bradley Arant Boult Cummings LLP

Securities Legislative Update – Elderly Investors 2017

Bradley Arant Boult Cummings LLP on

The SEC recently approved FINRA’s proposed rule aimed at preventing fraud and abuse of senior investors. On March 30, FINRA issued Regulatory Notice 17-11, setting the effective date for the new rule as February 5, 2018. The...more

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