Investors, Proposed Rules, Asset Management

Asset Managers with California Investors Could Face New State and Local Taxes

Alston & Bird on 5/30/2025

Our State & Local Tax Team breaks down proposals from both California and San Francisco that would use investors’ location to decide whether to tax out-of-state asset managers....more

What Does a Second Trump Administration Mean for the Private Funds Industry?

King & Spalding on 11/14/2024

The incoming Trump administration will bring significant changes to regulatory policy as it relates to the asset management industry, and private funds, in particular...more

Videocast: Asset management regulation in 2020 videocast series – The SEC’s proposed accredited investor definition

Eversheds Sutherland (US) LLP on 2/27/2020

Investor access to private funds is expanded under the SEC’s proposed rule amending the “accredited investor” definition. In this Bottom Line videocast, Michael Voynich and Nicholas Rinaldi discuss: the impact to Regulation...more

Videocast: Asset management regulation in 2020 videocast series – Investment company developments

Eversheds Sutherland (US) LLP on 1/30/2020

In 2020, investment companies should be prepared for important compliance deadlines and likely US Securities and Exchange Commission (SEC) rulemakings. In this Bottom Line videocast, Cynthia Beyea and Ronald Coenen Jr....more

Investment Services Regulatory Update - July 2018

Vedder Price on 8/6/2018

New Rules, Proposed Rules, Guidance and Alerts - PROPOSED RULES - SEC Proposes New Rule to Permit Certain ETFs to Operate Without an Exemptive Order - On June 28, 2018, the SEC issued a proposed new rule under the...more

Investment Services Regulatory Update - November 2017

Vedder Price on 11/21/2017

New Rules, Proposed Rules, Guidance and Alerts - SEC STAFF GUIDANCE AND ALERTS - SEC Staff Issues No-Action Letters to Facilitate Cross-Border Compliance with the Research “Unbundling” Provisions of the European...more