JOBS Act, Accredited Investors, Securities Regulation

The Jump-Start Our Business Start-Ups Act › Accredited Investors › Securities Regulation

+ Follow

The Jump-Start Our Business Start-Ups Act is a United States federal law enacted in 2012 to increase start-up companies' access to capital by easing certain restrictions on seeking and soliciting private... more +

SEC Broadens Guidance on Accredited Investor Verification

Troutman Pepper Locke on 3/13/2025

The Securities and Exchange Commission (SEC) has issued a no-action letter providing new interpretive guidance on the verification of accredited investor status in offerings conducted under Rule 506(c) of Regulation D, which...more

Relief for Pre-Verified Accredited Investors May Encourage Rule 506(c) Offerings

Farrell Fritz, P.C. on 2/16/2021

It’s pretty common for issuers in follow-on offerings to solicit investors from previous rounds first. Indeed, doing so is often mandatory when early investors have preemptive rights. ...more

Testing the Waters for All – New Rule 163B Expands TTW to All Issuers: First Analysis

Mayer Brown Free Writings + Perspectives on 11/20/2019

In this Lexis Practice Advisor Practice Note, we discuss new Rule 163B adopted by the US Securities and Exchange Commission (SEC). On September 26, 2019, the SEC extended the ability to test the waters to all issuers by...more

Legal Update: Testing the Waters for All – New Rule 163B Expands TTW to All Issuers

Mayer Brown Free Writings + Perspectives on 9/30/2019

On September 26, 2019, the US Securities and Exchange Commission extended the ability to test the waters to all issuers by adopting the highly anticipated new Rule 163B under the Securities Act of 1933 (the Securities Act)....more

SEC Proposes to Expand “Test-the-Waters” Communications to all Issuers

Stinson - Corporate & Securities Law Blog on 2/20/2019

The SEC has proposed new rules that would permit all issuers to solicit investor views about potential offerings to be taken into account at an earlier stage in the process than is the case today....more

SEC Proposes to Expand “Test-the-Waters” Modernization Reform to All Issuers

Mayer Brown Free Writings + Perspectives on 2/20/2019

The Securities and Exchange Commission took the long-awaited step of proposing rules for comment that would extend the ability to test the waters beyond emerging growth companies, or EGCs. ...more

SEC Proposes to Expand "Test the Waters" to All Issuers

Herbert Smith Freehills Kramer on 2/20/2019

Background On Feb. 19, 2019, the Securities and Exchange Commission (the SEC) voted to propose a rule and related rule amendments under the Securities Act of 1933, as amended (the Securities Act)...more

7 Results

View per page

Page: of 1