News & Analysis as of

Leadership Compliance Management Systems

Society of Corporate Compliance and Ethics...

What to Do When Leadership Doesn’t Take Compliance Seriously

Here’s a little nightmare every compliance officer dreads. You leave your current job for an exciting new one, only to find out that you just walked into a position where the compliance efforts are token at best because the...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: Beyond Bad Apples—How Context Shapes Corporate Misconduct with Professor Guido Palazzo

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On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery are joined by Professor Guido Palazzo, co-author of The...more

Thomas Fox - Compliance Evangelist

Innovation in Compliance - Constructive Conversations: Insights with Nina Sunday

Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Skills for Innovating in Compliance

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: Building a Culture of Fairness and Transparency with Danny Mayhew of Sanofi

Ropes & Gray LLP on

On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, are joined by Danny Mayhew, the global head of...more

Dentons

Ep. 1 - Have You Created a Compliance Culture?

Dentons on

Is your organization’s culture complimenting your healthcare compliance program? Does it enhance and maximize your program’s effectiveness?  Or, is your culture secretly sabotaging your compliance efforts?...more

Thomas Fox - Compliance Evangelist

Compliance Lessons from The Adventure of the Crooked Man

One of the great things about having a podcast network is that I get to not only explore topics that I love but I get to tie them into compliance. Perhaps the best example is my award-winning series, Trekking Through...more

Society of Corporate Compliance and Ethics...

Global or Local: The Constant Dilemma in Compliance

So, you’ve got a global compliance program. But, what do you do when a local team says, “That doesn’t really work here” or “We think it would be better if it were changed to something else for us”? Kristy Grant-Hart, CEO of...more

Health Care Compliance Association (HCCA)

[Event] 2023 Board & Audit Committee Compliance Conference - October 23rd - 24th, Fort Lauderdale, FL

Discover today's best practices for your role in healthcare compliance oversight - The Office of Inspector General of Health and Human Services expects healthcare board members, board audit/compliance committee members,...more

NAVEX

Be the One Together – Juneteenth

NAVEX on

Rising together - I rise, I rise, I rise. These are the last three lines of the poem “Still I Rise” by the beloved poet Maya Angelou – and what Juneteenth is all about. Juneteenth commemorates one of the most meaningful...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance in Smaller Organizations - July 20th, 8:30 am - 4:15 pm CT

Explore strategies for effective compliance management in smaller organizations - Roughly a third of SCCE members come from organizations of 1000 people or less — many with fewer than 500 employees! And often, a smaller...more

NAVEX

A New Front Opens on CCO Liability Risks

NAVEX on

Corporate compliance officers have long been anxious about the prospect of personal legal liability for a failure in the compliance programs they manage. Now the Delaware Chancery Court has made that question even more murky,...more

NAVEX

A Review of Risk & Compliance in 2022

NAVEX on

As 2022 comes to a close, now is an ideal time to reflect on the developments and challenges this year held for the risk and compliance profession – and there was no shortage of either. The complexity of maintaining...more

NAVEX

NAVEX R&C Benchmark Finding: Programs Still Have Opportunities to Better Utilize Data

NAVEX on

NAVEX publishes the Definitive Risk and Compliance Benchmark Report each year, surveying over 1,100 industry professionals. The purpose of this report is to provide insight into the effectiveness of R&C programs and enable...more

NAVEX

NAVEX R&C Benchmark Finding: Leadership’s Opportunity to Improve Commitment to Compliance

NAVEX on

NAVEX publishes the Risk and Compliance benchmark report each year, surveying over 1,100 industry professionals. The purpose of this report is to provide insight into the effectiveness of R&C programs and enable leaders to...more

Society of Corporate Compliance and Ethics...

[Event] 11th Annual European Compliance & Ethics Institute - March 20th - 22nd, Amsterdam, Netherlands

In-person is back! Join us in Amsterdam for the 2023 European Compliance & Ethics Institute! Strengthen your compliance and ethics program by attending our 11th annual European Compliance and Ethics Institute, 20-22 March...more

Thomas Fox - Compliance Evangelist

The CCO: Model for Ethical Leadership in an Organization – Part 2

What is ethical leadership? Do you base it on something as simple and straight-forward as Don’t Do Evil or is it grounded in one of the more well-known philosophers, such as Jeremy Bentham and utilitarianism, John Stuart Mill...more

Thomas Fox - Compliance Evangelist

Arthurian Week: Part 5- Leadership

Obviously a CCO must be honest both to those who work for him or her and those above the CCO position. You have to have trust throughout an organization. This means a personal relationship with your peers and others...more

Thomas Fox - Compliance Evangelist

Arthurian Week: Part 4 – The Round Table and Agile Compliance

I thought about these concepts surrounding the legend of the Round Table when I read a recent article in the Harvard Business Review (HBR), entitled The Agile C-Suite by Darrell K. Rigby, Sarah Elk and Steve Berez. It...more

Thomas Fox - Compliance Evangelist

Navigating the Coronavirus Crisis for Compliance Professionals: Part 1 – Getting Started

The coming weeks and months will be incredibly challenging for all as COVID-19 does not respect national boundaries, races, religions or another other construct people have created to differentiate themselves from each other....more

The Volkov Law Group

Admit It – Your Compliance Program is Not Really “Effective”

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Chief compliance officers are heroes.  They labor every day to advance a company’s ethics and compliance program without much recognition, with few resources, and with well-known gaps in their programs....more

Thomas Fox - Compliance Evangelist

The Astros Players and Communicating Compliance

The Houston Astros sign-stealing scandal is only going to get worse and worse. In addition to the report by Wall Street Journal (WSJ) of the “Dark Arts” program by the Astros front office to steal signs in a program called...more

Thomas Fox - Compliance Evangelist

The Elements of Good Judgment: Part 3

Today, I conclude the topic of judgment for compliance professionals. I recently read a Harvard Business Review (HBR) article on the topic by Sir Andrew Likierman, entitled “The Elements of Good Judgment: How to Improve Your...more

Thomas Fox - Compliance Evangelist

Tribute to Terry Jones and the Elements of Good Judgment: Part 1

As compliance moves more towards the embracing of data and incorporation of data, business processes and efficiencies into its realm, the more compliance professionals, especially those legally trained, will have to move away...more

The Volkov Law Group

The Future of Compliance – The New Proactive CCO (Part III of III)

The Volkov Law Group on

The path of the compliance profession has been remarkable.  Recently, I have seen a number of tweets and postings from compliance thought leaders touting the accomplishments of compliance and the transformation of the...more

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