News & Analysis as of

Licensees Regulatory Requirements

Bond Schoeneck & King PLLC

Service of Donated Alcohol by Not-for-Profit Entities and Institutions of Higher Education

Not-for-profit entities and institutions of higher education may hold liquor licenses for their facilities. They may also be involved in catering events where alcohol is served on and off their premises. In connection with...more

Mandelbaum Barrett PC

NY Court Again Enjoins Cannabis Licensure Due to OCM’s Errors in Program Administration

Mandelbaum Barrett PC on

On December 12, 2024, the New York Supreme Court in Albany County granted an Article 78 petition seeking a preliminary injunction in the case of Organic Blooms, LLC, et al. v. New York State Cannabis Control Board and Office...more

K&L Gates LLP

Australia: AI and Your Obligations as an Australian Financial Services Licensee

K&L Gates LLP on

As Artificial intelligence (AI) continues to be adopted and used by Australian Financial Services (AFS) licensees broadly, it has become increasingly evident that many licensees’ deployment of AI falls short of their existing...more

K&L Gates LLP

Update: Economic Substance Regulations Filings Cancelled

K&L Gates LLP on

Changes to the Economic Substance Regulations - The UAE Ministry of Finance (MOF) announced on 14 October 2024 the cancellation of the requirement for Licensees conducting one or more Relevant Activities and generating...more

Conyers

Who is Actually the Actuary? Appointed Actuary and Peer Review Actuary Appointments in Cayman

Conyers on

In light of the influx of life & annuity reinsurers on-island, we thought it useful to provide a refresher on the role of the appointed actuary and peer reviewing actuary (“PRA”) in the Cayman Islands and matters for...more

McDermott Will & Emery

California Steps Up Liquor License Enforcement

McDermott Will & Emery on

We always recommend you regularly review your state liquor licenses to ensure you hold the correct licenses for your business needs. However, given recent feedback from California regulators, you may want to expedite such a...more

Goodwin

The Fintech Deal Long Pole: License Change of Controls

Goodwin on

In this edition of Fintech Flash, we discuss important things you should know about the change of control requirements when acquiring a fintech company with state lender, loan broker, debt collector, or money transmitter...more

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