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Listing Standards Capital Markets Financial Conduct Authority (FCA)

Dorsey & Whitney LLP

Obtaining a Secondary Listing on the Main Market of the London Stock Exchange

Dorsey & Whitney LLP on

This eUpdate focuses on the eligibility requirements, process and continuing obligations for a company with a primary listing in a jurisdiction outside the UK which is seeking a secondary listing on the Main Market of the...more

Goodwin

The New UK Listing Regime Takes Shape as Further Detailed Proposals are Announced by the UK Financial Conduct Authority

Goodwin on

On 20 December 2023, the UK Financial Conduct Authority (the “FCA”) published a further consultation paper (CP23/31) (the “December Consultation Paper”) for reforming the UK listing regime....more

Goodwin

Overhaul of the UK Listing Regime Continues - A Consideration of the FCA’s Most Recent Proposals Which Are Most Relevant to Growth...

Goodwin on

On 3 May 2023, the UK Financial Conduct Authority (the “FCA”) published significant further proposals in a consultation paper (CP23/10) for reforming the UK listing regime....more

Goodwin

The FCA’s Chief Executive Updates UK Market on Continued UK Listing Regime Reforms: A Consideration of Which Reforms Will Most...

Goodwin on

On 29 March 2023, the chief executive of the UK Financial Conduct Authority (FCA), Nikhil Rathi, delivered a speech at the Global Investment Management Summit in London on the wider UK capital markets ecosystem, which...more

BCLP

FCA planning reform of the listing regime

BCLP on

The FCA have published the next stage of the Primary Markets Effectiveness Review. They propose that companies who wish to list in the UK would no longer have to choose between two different segments (premium and standard)...more

Latham & Watkins LLP

Wholesale Markets Review Consultation Response Aims for “Tailored” UK Approach

Latham & Watkins LLP on

The consultation response heralds innovation-friendly reform to the UK wholesale capital markets regime. On 1 March 2022, HM Treasury published its response to the July 2021 consultation on the Wholesale Markets Review...more

BCLP

HM Treasury response to UK Prospectus Regime Review

BCLP on

As recommended by Lord Hill, the Government has set out its policy approach to reform the UK prospectus regime. This includes separating the regulation of public offers of securities from the admission of securities to...more

Latham & Watkins LLP

Top 5 Focus Areas for UK Equity Capital Markets in 2022

Latham & Watkins LLP on

Broad reform to listing regimes, growing ESG scrutiny, and increasing retail participation in fundraisings are among the areas to watch. Last year was memorable for UK equity capital markets (ECM). The IPO market was at...more

A&O Shearman

Preparing for the end of the Brexit transition period – ten points relevant to mainstream debt capital market issuance

A&O Shearman on

Whilst Brexit formally happened when the UK left the European Union (EU) on 31 January 2020 (exit day), it has been treated as a Member State under Union law during the transition period established by the EU-UK Withdrawal...more

Hogan Lovells

Enhancing the Listing Regime: FCA reports back on its proposals to enhance the UK's Listing Regime and IPO process

Hogan Lovells on

On 26 October 2017, the Financial Conduct Authority published: - a Policy Statement (PS 17/22) relating to its consultation paper (CP 17/4): Review of the Effectiveness of Primary Markets: Enhancements to the Listing...more

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