News & Analysis as of

Market Abuse Investment

Moore & Van Allen PLLC

“EU Listing Act Introduces Exemptions Allowing Insiders to Trade During Blackout Periods.”

On November 14, 2024, the EU Listing Act (the “Listing Act”) was published in the Official Journal of the European Union. The Listing Act entails a legislative package designed to improve capital markets access and enhance...more

Cadwalader, Wickersham & Taft LLP

UK Government Consults on Expanding the Cryptoasset Regulatory Perimeter

The UK Government (Treasury) has published a consultation and call for evidence on a ‘Future financial services regulatory regime for cryptoassets’ which sets out what is being called ‘phase 2’ of the UK’s approach to...more

BCLP

FCA publishes Primary Market Bulletin No. 42 and Market Watch 71

BCLP on

The FCA has published Primary Market Bulletin No.42 which, amongst other things: (i) discusses themes from the FCA’s enquiries into unlawful disclosure of inside information (ii) highlights the relationship between the...more

Hogan Lovells

Securities and markets regulatory news, September 2020 # 2

Hogan Lovells on

Annual transparency calculations for non-equity instruments: ESMA grants option to postpone to 21 September 2020 - The European Securities and Markets Authority (ESMA) has announced that trading venues and investment...more

Mayer Brown Free Writings + Perspectives

“Ban Conflicted Trading Act” Referred to Senate Committee

In December 2018, Bill 3718 (the “Bill”) was introduced in the Senate and referred to Committee. The Bill, or the “Ban Conflicted Trading Act,” prohibits members of Congress and senior congressional staff from trading...more

Morrison & Foerster LLP

EU Market Abuse Regulation - Requirements for U.S. Issuers

Morrison & Foerster LLP on

The EU Regulation on Market Abuse (“MAR”) came into effect on 3 July 2016, replacing the previously existing Market Abuse Directive and expanding the application of the EU’s market abuse regime. In addition to detailing...more

Orrick - Finance 20/20

European Commission Adopts Delegated Regulation on Presentation of Investment Recommendations and Disclosure of Conflict of...

Orrick - Finance 20/20 on

The European Commission has adopted a Delegated Regulation supplementing the Market Abuse Regulation (“MAR“) with regard to regulatory technical standards for the technical arrangements for the objective presentation of...more

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