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Market Manipulation › Securities Fraud › Enforcement

Troutman Pepper Locke

SEC Launches Initiative to Tackle International Fraud and Protect U.S. Investors

Troutman Pepper Locke on

On September 5, the U.S. Securities and Exchange Commission (SEC) announced the formation of a Cross-Border Task Force. This initiative aims to enhance the Division of Enforcement’s capabilities in identifying and combating...more

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending June 13, 2014)

Dorsey & Whitney LLP on

The Commission failed to prove its insider trading claims to the satisfaction of a jury for the second week in a row. This time a Los Angeles jury rejected claims of the agency against a corporate executive that were tied to...more

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