News & Analysis as of

Market Participants Financial Markets Financial Conduct Authority (FCA)

Mayer Brown

FAQs - Final Rules for the Revised UK Commodity Derivatives Position Limits Framework

Mayer Brown on

As of 6 July 2026 (some rules took effect from March 2025), all final rules of the new FCA commodity derivatives position limits framework will come into effect. In addition, responsibility from the regime will transfer from...more

Hogan Lovells

FCA reviews disclosures of net changes to share capital

Hogan Lovells on

The FCA has recently completed a review of the way in which UK issuers disclose changes to their total voting rights to the market and the resulting effect on major shareholding notifications. ...more

Morgan Lewis

Coronavirus (COVID-19): UK FCA and EU ESMA Issue Statements on Pandemic

Morgan Lewis on

The EU watchdog, The European Securities and Markets Authority (ESMA), which coordinates securities market supervision across the 27 countries of the European Union, announced on March 11 that it was prepared to use its...more

Hogan Lovells

Securities and markets regulatory news, March 2020

Hogan Lovells on

The Financial Conduct Authority (FCA) has published a call for input (CFI) on the use and value of data and advanced analytics in wholesale financial markets, now and in the future. ...more

White & Case LLP

Operational resilience, third party risk management and impact tolerance in the time of Coronavirus

White & Case LLP on

On 5 December 2019 the Bank of England (Bank), UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) published coordinated consultation papers and policy on new requirements to strengthen...more

Womble Bond Dickinson

LIBOR to SOFR – Five Things Every Financial Services Provider Should Know

Womble Bond Dickinson on

1. What is LIBOR and why is it going away? The London Interbank Offered Rate, or “LIBOR,” is a reference rate commonly used in a broad range of financial contracts. In fact, it serves as a reference rate for tens of...more

Latham & Watkins LLP

Key Industry Lessons From the FCA’s First Competition Law Case

Latham & Watkins LLP on

The FCA found that three asset managers breached competition law by sharing information in relation to securities offerings. Key Points: ..The decision gives market participants some helpful indications as to what kinds...more

Cohen & Gresser LLP

FCA to Review Hedge Fund Polling Data Use

Cohen & Gresser LLP on

Political reaction to significant market movements and perceived hedge fund profits will result in regulatory scrutiny and possibly legislation, especially when elided with the desire to protect democratic integrity and...more

Morgan Lewis

UK Market Abuse Regime Extends Its Reach: Implications for Market Participants

Morgan Lewis on

The new regime shares the same aims as its predecessor—to ensure the integrity of EU financial markets and enhance investor confidence—and keeps pace with market developments such as new trading platforms, new technology, and...more

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