Podcast - Defense Dynamics: Navigating the Post-Election Landscape for the National Security Sector, Part 2
DE Under 3: US DOL Inspector General’s Office Report Cites IT Modernization & Security Concerns
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution. We dedicate...more
FINRA previously announced in Regulatory Notice 25-04 that it is launching a broad review to modernize its rules regarding member firms and associated persons and identified the modern workplace as its area of initial focus....more