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Municipal Securities Issuers Securities and Exchange Commission (SEC) Investor Protection

WilmerHale

Cross-Trading at a Crossroads

WilmerHale on

Once upon a time, in 1994, when I was a young lawyer in the SEC’s Division of Investment Management (Division), Office of Chief Counsel, we received a request to modify a previously granted but totally impractical no-action...more

Bricker Graydon LLP

Voluntary disclosure considerations during the COVID-19 pandemic

Bricker Graydon LLP on

As state and local governments confront the financial and operating strains imposed by the COVID-19 coronavirus pandemic, investors in the debt obligations of such governmental entities (referred to as municipal issuers) are...more

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