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National Competent Authorities (NCA) Reporting Requirements

A&O Shearman

EBA issues no-action letter on the application of the ESG Pillar 3 disclosure requirements

A&O Shearman on

The European Banking Authority (EBA) has issued an Opinion in the form of a no-action letter dated 5 August, addressing the application of ESG Pillar 3 disclosure requirements under the EBA disclosure implementing technical...more

Walkers

Navigating DORA: Key compliance steps from 17 January 2025

Walkers on

DORA is now applicable, imposing requirements in respect of ICT risk management and digital operational resilience. Firms should be preparing their register of information ready for sharing with the CBI in April....more

Akin Gump Strauss Hauer & Feld LLP

ESMA Renews 0.1% Net Short Reporting Threshold for a Further Three Months

On 10 June 2020, the European Securities and Markets Authority (ESMA) renewed its decision to temporarily require holders of net short positions in shares traded on a European Union regulated market to notify the relevant...more

Akin Gump Strauss Hauer & Feld LLP

In Principle: 10 Things Authorised Firms Need to Know for 2020

Welcome to the 2020 edition of In Principle. With the United Kingdom (UK) leaving the European Union (EU) on31 January 2020, and moving into a transition period which will last until 31 December 2020, Brexit of courselooms...more

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