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New Guidance Due Diligence Penalties

Troutman Pepper Locke

DOJ’s Latest Guidance on the Data Security Program – What’s New?

Troutman Pepper Locke on

The new Department of Justice (DOJ) Data Security Program (DSP) took effect on April 8....more

Foley & Lardner LLP

Recent MCDC Settlements Provide Guidance Concerning Scope of Materiality in Continuing Disclosure Obligations

Foley & Lardner LLP on

In responding to the Securities and Exchange Commission’s recent Municipalities Continuing Disclosure Cooperation (MCDC) initiative, the unanswered question for many municipalities and broker-dealers was determining whether...more

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